1. Name and Address of Reporting Person * |
Â
DAVIS RAY C |
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2. Date of Event Requiring Statement (Month/Day/Year) 07/17/2018 |
3. Issuer Name and Ticker or Trading Symbol Energy Transfer Equity, L.P. [ETE]
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5950 SHERRY LANE, SUITE 550 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
__X__ Director |
_____ 10% Owner |
_____ Officer (give title below) |
_____ Other (specify below) |
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5. If Amendment, Date Original Filed(Month/Day/Year)
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DALLAS, TX 75225 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
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Table I - Non-Derivative Securities Beneficially Owned |
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1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Units
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26,736,558
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D
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Â
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Common Units
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328,383
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I
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By: ET Company, Ltd.
(1)
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Common Units
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51,701
|
I
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By: Avatar Holdings LLC
(2)
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Common Units
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1,002,494
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I
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By: RCD Stock Holdings, LLC
(3)
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Common Units
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1,354,720
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I
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By: Avatar BW, Ltd.
(4)
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Common Units
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15,987,283
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I
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By: Linda Davis 2008 Family Trust
(5)
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Common Units
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121,117
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I
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By: Avatar Stock Holdings, LP
(6)
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Common Units
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28,203,003
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I
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By: Avatar ETC Stock Holdings, LLC
(7)
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Common Units
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3,557,757
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I
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By: Avatar Investments, LP
(8)
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Common Units
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4,768,027
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I
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By: Ray Davis 2008 Grandchildren's Trust
(9)
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Common Units
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4,768,027
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I
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By: Linda Davis 2008 Grandchildren's Trust
(10)
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* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reported units are owned directly by ET Company, Ltd. The reported units represent the estimated pro rata interest of Mr. Davis in ET Company, Ltd. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein. |
(2) |
The reported units are owned directly by Avatar Holdings LLC, a limited liability company owned by Mr. Davis. |
(3) |
The reported units are owned directly by RCD Stock Holdings, LLC, a limited liability company owned by Mr. Davis |
(4) |
The reported units are owned directly by Avatar BW, Ltd. a limited partnership, of which Mr. Davis is the owner of the general partner. |
(5) |
The reported units are owned directly by the Linda Davis 2008 Family Trust for the benefit of Mr. Davis' family. Mr. Davis' spouse is trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any. |
(6) |
The reported units are owned directly by Avatar Stock Holdings, LP, a limited partnership of which Mr. Davis is the owner of the general partner. |
(7) |
The reported units are owned directly by Avatar ETC Stock Holdings LLC, a limited liability company owned by Mr. Davis. |
(8) |
The reported units are owned directly by Avatar Investments, LP, a limited partnership, of which Mr. Davis is the owner of the general partner. |
(9) |
The reported units are owned directly by the Ray Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any. |
(10) |
The reported units are owned directly by the Linda Davis 2008 Grandchildren's Trust for the benefit of Mr. Davis' grandchildren. Mr. Davis' spouse is the trustee of the trust. Mr. Davis disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein if any. |
(11) |
An award of phantom units granted under the Amended and Restated Energy Transfer Equity, L.P. Long-Term Incentive Plan that will vest 60% on the third anniversary and 40% on the fifth anniversary of the award generally contingent upon the reporting person's continued service on the Board of the general partner of the Partnership on each applicable vesting date. |