Portfolio of Investments (Unaudited)
|
|||||
Nuveen Municipal Opportunity Fund, Inc. (NIO)
|
|||||
January 31, 2012
|
|||||
Principal
|
Optional Call
|
||||
Amount (000)
|
Description (1)
|
Provisions (2)
|
Ratings (3)
|
Value
|
|
Alabama – 2.4% (1.6% of Total Investments)
|
|||||
$ 10,500
|
Birmingham Waterworks and Sewerage Board, Alabama, Water and Sewerage Revenue Bonds, Series
|
1/17 at 100.00
|
AA+
|
$ 10,762,500
|
|
2007A, 4.500%, 1/01/43 – BHAC Insured
|
|||||
2,500
|
Jefferson County, Alabama, Sewer Revenue Capital Improvement Warrants, Series 2002B, 5.125%,
|
8/12 at 100.00
|
Aaa
|
2,556,250
|
|
2/01/42 (Pre-refunded 8/01/12) – FGIC Insured (4)
|
|||||
Jefferson County, Alabama, Sewer Revenue Capital Improvement Warrants, Series 2002D:
|
|||||
425
|
5.000%, 2/01/38 (Pre-refunded 8/01/12) – FGIC Insured (4)
|
8/12 at 100.00
|
Aaa
|
434,295
|
|
14,800
|
5.000%, 2/01/42 (Pre-refunded 8/01/12) – FGIC Insured (4)
|
8/12 at 100.00
|
Aaa
|
15,146,320
|
|
10,195
|
Jefferson County, Alabama, Sewer Revenue Refunding Warrants, Series 1997A, 5.375%, 2/01/27 –
|
4/12 at 100.00
|
Caa3
|
6,063,068
|
|
FGIC Insured (4)
|
|||||
38,420
|
Total Alabama
|
34,962,433
|
|||
Arizona – 2.5% (1.7% of Total Investments)
|
|||||
Arizona State University, Certificates of Participation, Resh Infrastructure Projects,
|
|||||
Series 2005A:
|
|||||
2,000
|
5.000%, 9/01/25 – AMBAC Insured
|
3/15 at 100.00
|
AA–
|
2,121,640
|
|
2,000
|
5.000%, 9/01/27 – AMBAC Insured
|
3/15 at 100.00
|
AA–
|
2,106,780
|
|
1,000
|
Arizona State University, System Revenue Bonds, Series 2005, 5.000%, 7/01/27 – AMBAC Insured
|
7/15 at 100.00
|
Aa3
|
1,056,960
|
|
3,000
|
Arizona State, Certificates of Participation, Department of Administration Series 2010B,
|
4/20 at 100.00
|
AA–
|
3,322,740
|
|
5.000%, 10/01/29 – AGC Insured
|
|||||
1,000
|
Maricopa County Union High School District 210, Phoenix, Arizona, General Obligation Bonds,
|
7/14 at 100.00
|
AA (5)
|
1,106,810
|
|
Series 2004A, 5.000%, 7/01/22 (Pre-refunded 7/01/14) – AGM Insured
|
|||||
5,200
|
Mesa, Arizona, Utility System Revenue Bonds, Reset Option Longs, Series 11032- 11034, 15.259%,
|
7/17 at 100.00
|
Aa2
|
5,895,760
|
|
7/01/26 – AGM Insured (IF)
|
|||||
1,150
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Wastewater System Revenue Bonds,
|
7/14 at 100.00
|
AA+
|
1,240,459
|
|
Series 2004, 5.000%, 7/01/27 – NPFG Insured
|
|||||
13,490
|
Phoenix Civic Improvement Corporation, Arizona, Junior Lien Water System Revenue Bonds, Series
|
7/15 at 100.00
|
AAA
|
14,937,612
|
|
2005, 4.750%, 7/01/25 – NPFG Insured
|
|||||
5,000
|
Phoenix Civic Improvement Corporation, Arizona, Subordinate Excise Tax Revenue Bonds, Civic
|
7/15 at 100.00
|
AA+
|
5,225,450
|
|
Plaza Expansion Project, Series 2005A, 5.000%, 7/01/41 – FGIC Insured
|
|||||
33,840
|
Total Arizona
|
37,014,211
|
|||
Arkansas – 0.2% (0.1% of Total Investments)
|
|||||
2,660
|
Arkansas State University, Student Fee Revenue Bonds, Beebe Campus, Series 2006, 5.000%,
|
9/15 at 100.00
|
A1
|
2,795,500
|
|
9/01/35 – AMBAC Insured
|
|||||
California – 22.3% (15.3% of Total Investments)
|
|||||
5,600
|
Alameda Corridor Transportation Authority, California, Subordinate Lien Revenue Bonds, Series
|
No Opt. Call
|
BBB+
|
3,708,320
|
|
2004A, 0.000%, 10/01/20 – AMBAC Insured
|
|||||
California Department of Water Resources, Power Supply Revenue Bonds, Series 2002A:
|
|||||
30,000
|
5.375%, 5/01/17 (Pre-refunded 5/01/12) – SYNCORA GTY Insured
|
5/12 at 101.00
|
Aaa
|
30,693,000
|
|
20,000
|
5.375%, 5/01/18 (Pre-refunded 5/01/12) – AMBAC Insured
|
5/12 at 101.00
|
Aaa
|
20,462,000
|
|
California Department of Water Resources, Water System Revenue Bonds, Central Valley Project,
|
|||||
Series 2005AC:
|
|||||
30
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
33,887
|
|
25
|
5.000%, 12/01/27 (Pre-refunded 12/01/14) – NPFG Insured
|
12/14 at 100.00
|
AAA
|
28,239
|
|
California Department of Water Resources, Water System Revenue Bonds, Central Valley Project,
|
|||||
Series 2005AC:
|
|||||
3,670
|
5.000%, 12/01/24 – NPFG Insured (UB)
|
12/14 at 100.00
|
AAA
|
4,086,141
|
|
2,795
|
5.000%, 12/01/27 – NPFG Insured (UB)
|
12/14 at 100.00
|
AAA
|
3,088,727
|
|
10,150
|
California State, General Obligation Bonds, Series 2004, 5.000%, 6/01/31 – AMBAC Insured
|
12/14 at 100.00
|
A1
|
10,780,823
|
|
3,500
|
Coachella Valley Unified School District, Riverside County, California, General Obligation
|
8/15 at 100.00
|
A1
|
3,867,220
|
|
Bonds, Series 2005A, 5.000%, 8/01/26 – FGIC Insured
|
|||||
5,750
|
East Bay Municipal Utility District, Alameda and Contra Costa Counties, California, Water
|
6/15 at 100.00
|
AAA
|
6,337,650
|
|
System Subordinated Revenue Bonds, Series 2005A, 5.000%, 6/01/27 – NPFG Insured
|
|||||
10,000
|
Golden State Tobacco Securitization Corporation, California, Enhanced Tobacco Settlement
|
6/15 at 100.00
|
A2
|
10,034,300
|
|
Asset-Backed Revenue Bonds, Series 2005A, 5.000%, 6/01/38 – FGIC Insured
|
|||||
Golden State Tobacco Securitization Corporation, California, Tobacco Settlement Asset-Backed
|
|||||
Bonds, Series 2007A-1:
|
|||||
14,605
|
4.500%, 6/01/27
|
6/17 at 100.00
|
B
|
11,974,201
|
|
3,500
|
5.000%, 6/01/33
|
6/17 at 100.00
|
B–
|
2,622,060
|
|
1,520
|
Hayward Redevelopment Agency, California, Downtown Redevelopment Project Tax Allocation Bonds,
|
3/16 at 100.00
|
A–
|
1,500,027
|
|
Series 2006, 5.000%, 3/01/36 – SYNCORA GTY Insured
|
|||||
5,600
|
Kern Community College District, California, General Obligation Bonds, Series 2006, 0.000%,
|
No Opt. Call
|
Aa2
|
3,398,808
|
|
11/01/24 – AGM Insured
|
|||||
5,000
|
Long Beach Bond Financing Authority, California, Lease Revenue Refunding Bonds, Long Beach
|
5/12 at 101.00
|
BBB
|
5,022,750
|
|
Aquarium of the South Pacific, Series 2001, 5.250%, 11/01/30 – AMBAC Insured
|
|||||
2,740
|
Los Angeles Harbors Department, California, Revenue Bonds, Series 2006A, 5.000%, 8/01/22 –
|
8/16 at 102.00
|
AA
|
3,048,606
|
|
FGIC Insured (Alternative Minimum Tax)
|
|||||
20,000
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2003A,
|
7/13 at 100.00
|
Aa2 (5)
|
21,353,000
|
|
5.000%, 7/01/21 (Pre-refunded 7/01/13) – AGM Insured
|
|||||
3,000
|
Los Angeles Unified School District, California, General Obligation Bonds, Series 2006F,
|
7/16 at 100.00
|
Aa2
|
3,401,700
|
|
5.000%, 7/01/24 – FGIC Insured
|
|||||
5,200
|
Palomar Pomerado Health, California, General Obligation Bonds, Series 2009A, 0.000%, 8/01/38 –
|
8/29 at 100.00
|
AA–
|
4,179,812
|
|
AGC Insured
|
|||||
5,515
|
Port of Oakland, California, Revenue Bonds, Series 2002L, 5.000%, 11/01/22 – FGIC Insured
|
11/12 at 100.00
|
A
|
5,594,581
|
|
(Alternative Minimum Tax)
|
|||||
690
|
Port of Oakland, California, Revenue Bonds, Series 2002L, 5.000%, 11/01/22 (Pre-refunded
|
11/12 at 100.00
|
A (5)
|
713,957
|
|
11/01/12) – FGIC Insured
|
|||||
Poway Redevelopment Agency, California, Tax Allocation Bonds, Paguay Redevelopment Project,
|
|||||
Series 2001:
|
|||||
15,000
|
5.200%, 6/15/30 – AMBAC Insured
|
6/12 at 101.00
|
N/R
|
15,034,500
|
|
6,000
|
5.125%, 6/15/33 – AMBAC Insured
|
6/12 at 101.00
|
N/R
|
6,000,420
|
|
2,035
|
Redding, California, Electric System Revenue Certificates of Participation, Series 2005,
|
6/15 at 100.00
|
BBB
|
2,105,838
|
|
5.000%, 6/01/30 – FGIC Insured
|
|||||
6,000
|
Redlands Unified School District, San Bernardino County, California, General Obligation Bonds,
|
7/13 at 100.00
|
AA–
|
6,265,140
|
|
Series 2003, 5.000%, 7/01/26 – AGM Insured
|
|||||
2,970
|
Riverside Community College District, California, General Obligation Bonds, Series 2005,
|
8/15 at 100.00
|
AA
|
3,370,802
|
|
5.000%, 8/01/22 – AGM Insured
|
|||||
2,500
|
Sacramento County Sanitation District Financing Authority, California, Revenue Bonds, Series
|
12/15 at 100.00
|
AA
|
2,795,775
|
|
2005B, 4.750%, 12/01/21 – FGIC Insured
|
|||||
1,220
|
San Francisco Bay Area Rapid Transit District, California, Sales Tax Revenue Bonds, Refunding
|
7/15 at 100.00
|
AA+
|
1,381,089
|
|
Series 2005A, 5.000%, 7/01/22 – NPFG Insured
|
|||||
3,030
|
San Francisco Bay Area Rapid Transit District, California, Sales Tax Revenue Bonds, Series
|
4/12 at 100.00
|
AA+
|
3,039,969
|
|
2001, 5.125%, 7/01/36 – AMBAC Insured
|
|||||
2,105
|
San Francisco Unified School District, California, General Obligation Bonds, Series 2007A,
|
6/17 at 100.00
|
Aa2
|
2,119,546
|
|
3.000%, 6/15/27 – AGM Insured
|
|||||
66,685
|
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Senior Lien Toll
|
No Opt. Call
|
AAA
|
56,362,829
|
|
Road Revenue Bonds, Series 1993, 0.000%, 1/01/21 (ETM)
|
|||||
San Joaquin Hills Transportation Corridor Agency, Orange County, California, Toll Road Revenue
|
|||||
Refunding Bonds, Series 1997A:
|
|||||
31,615
|
5.250%, 1/15/30 – NPFG Insured
|
7/12 at 100.00
|
BBB
|
27,299,553
|
|
21,500
|
0.000%, 1/15/32 – NPFG Insured
|
No Opt. Call
|
BBB
|
5,023,690
|
|
21,255
|
San Jose Redevelopment Agency, California, Tax Allocation Bonds, Merged Area Redevelopment
|
8/17 at 100.00
|
BBB
|
18,128,602
|
|
Project, Series 2006C, 4.250%, 8/01/30 – NPFG Insured
|
|||||
11,250
|
Santa Ana Financing Authority, California, Lease Revenue Bonds, Police Administration and
|
No Opt. Call
|
BBB
|
12,911,175
|
|
Housing Facility, Series 1994A, 6.250%, 7/01/24 – NPFG Insured
|
|||||
6,785
|
Santa Clara Valley Water District, California, Water Revenue Bonds, Series 2006A, 3.750%,
|
6/16 at 100.00
|
Aa1
|
7,160,550
|
|
6/01/25 – AGM Insured
|
|||||
5,000
|
Walnut Energy Center Authority, California, Electric Revenue Bonds, Turlock Irrigation
|
1/14 at 100.00
|
A+
|
5,137,250
|
|
District, Series 2004A, 5.000%, 1/01/34 – AMBAC Insured
|
|||||
363,840
|
Total California
|
330,066,537
|
|||
Colorado – 3.3% (2.3% of Total Investments)
|
|||||
1,080
|
Arkansas River Power Authority, Colorado, Power Revenue Bonds, Series 2006, 5.250%, 10/01/40 –
|
10/16 at 100.00
|
BBB–
|
1,058,746
|
|
SYNCORA GTY Insured
|
|||||
1,900
|
Aspen, Colorado, Sales Tax Revenue Bonds, Parks and Open Space, Series 2005B, 5.250%,
|
11/15 at 100.00
|
Aa2
|
2,109,095
|
|
11/01/24 – AGM Insured
|
|||||
1,000
|
Colorado Department of Transportation, Certificates of Participation, Series 2004, 5.000%,
|
6/14 at 100.00
|
AA–
|
1,054,650
|
|
6/15/25 – NPFG Insured
|
|||||
4,950
|
Denver Convention Center Hotel Authority, Colorado, Revenue Bonds, Convention Center Hotel,
|
12/13 at 100.00
|
N/R (5)
|
5,356,148
|
|
Senior Lien Series 2003A, 5.000%, 12/01/33 (Pre-refunded 12/01/13) – SYNCORA GTY Insured
|
|||||
1,740
|
Douglas County School District RE1, Douglas and Elbert Counties, Colorado, General Obligation
|
12/14 at 100.00
|
Aa1
|
1,858,042
|
|
Bonds, Series 2005B, 5.000%, 12/15/28 – AGM Insured
|
|||||
35,995
|
E-470 Public Highway Authority, Colorado, Senior Revenue Bonds, Series 1997B, 0.000%,
|
No Opt. Call
|
BBB
|
19,522,968
|
|
9/01/23 – NPFG Insured
|
|||||
10,000
|
E-470 Public Highway Authority, Colorado, Toll Revenue Bonds, Series 2004A, 0.000%, 9/01/27 –
|
No Opt. Call
|
BBB
|
4,193,700
|
|
NPFG Insured
|
|||||
4,520
|
Jefferson County School District R1, Colorado, General Obligation Bonds, Series 2004, 5.000%,
|
12/14 at 100.00
|
Aa2 (5)
|
5,106,199
|
|
12/15/24 (Pre-refunded 12/15/14) – AGM Insured (UB)
|
|||||
4,335
|
Poudre Tech Metro District, Colorado, Unlimited Property Tax Supported Revenue Bonds,
|
12/20 at 100.00
|
AA–
|
4,771,578
|
|
Refunding & Improvement Series 2010A, 5.000%, 12/01/39 – AGM Insured
|
|||||
2,500
|
Summit County School District RE-1, Summit, Colorado, General Obligation Bonds, Series 2004B,
|
12/14 at 100.00
|
Aa2 (5)
|
2,818,750
|
|
5.000%, 12/01/24 (Pre-refunded 12/01/14) – FGIC Insured
|
|||||
1,000
|
University of Colorado, Enterprise System Revenue Bonds, Series 2005, 5.000%, 6/01/30 –
|
6/15 at 100.00
|
Aa2
|
1,101,860
|
|
FGIC Insured
|
|||||
69,020
|
Total Colorado
|
48,951,736
|
|||
Connecticut – 0.2% (0.2% of Total Investments)
|
|||||
3,250
|
Connecticut Health and Educational Facilities Authority, Revenue Bonds, Wesleyan University,
|
7/20 at 100.00
|
AA
|
3,626,480
|
|
Series 2010G, 5.000%, 7/01/39
|
|||||
District of Columbia – 0.9% (0.6% of Total Investments)
|
|||||
District of Columbia Water and Sewerage Authority, Subordinate Lien Public Utility Revenue
|
|||||
Bonds, Series 2003:
|
|||||
5,000
|
5.125%, 10/01/24 – FGIC Insured
|
10/13 at 100.00
|
AA–
|
5,312,950
|
|
5,000
|
5.125%, 10/01/25 – FGIC Insured
|
10/13 at 100.00
|
AA–
|
5,317,200
|
|
2,670
|
Washington Convention Center Authority, District of Columbia, Dedicated Tax Revenue Bonds,
|
10/16 at 100.00
|
AA+
|
3,045,135
|
|
Tender Option Bond Trust 1606, 11.636%, 10/01/30 – AMBAC Insured (IF)
|
|||||
12,670
|
Total District of Columbia
|
13,675,285
|
|||
Florida – 23.5% (16.2% of Total Investments)
|
|||||
1,250
|
Bay County, Florida, Water System Revenue Bonds, Series 2005, 5.000%, 9/01/24 – AMBAC Insured
|
9/15 at 100.00
|
A1
|
1,343,913
|
|
975
|
Broward County Housing Finance Authority, Florida, GNMA Collateralized Multifamily Housing
|
6/12 at 100.00
|
Aaa
|
976,277
|
|
Revenue Refunding Bonds, Pompano Oaks Apartments, Series 1997, 6.000%, 12/01/27
|
|||||
(Alternative Minimum Tax)
|
|||||
3,820
|
Broward County School Board, Florida, Certificates of Participation, Series 2003, 5.250%,
|
7/13 at 100.00
|
Aa3
|
4,027,464
|
|
7/01/19 – NPFG Insured
|
|||||
2,150
|
Broward County, Florida, Airport System Revenue Bonds, Series 2004L, 5.000%, 10/01/23 –
|
10/14 at 100.00
|
A+
|
2,284,891
|
|
AMBAC Insured
|
|||||
4,500
|
Broward County, Florida, Water and Sewer Utility Revenue Bonds, Series 2003, 5.000%,
|
10/13 at 100.00
|
AA
|
4,772,385
|
|
10/01/24 – NPFG Insured
|
|||||
6,000
|
Cape Coral, Florida, Water and Sewer Revenue Bonds, Refunding Series 2011, 5.000%, 10/01/41 –
|
10/21 at 100.00
|
AA–
|
6,524,460
|
|
AGM Insured
|
|||||
Clay County, Florida, Utility System Revenue Bonds, Series 2007:
|
|||||
5,110
|
5.000%, 11/01/27 – Syncora GTY Insured (UB)
|
11/17 at 100.00
|
Aa2
|
5,605,670
|
|
12,585
|
5.000%, 11/01/32 – Syncora GTY Insured (UB)
|
11/17 at 100.00
|
Aa2
|
13,570,028
|
|
Collier County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds, Saxon
|
|||||
Manor Isles Project, Series 1998B:
|
|||||
1,260
|
5.350%, 9/01/18 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,261,827
|
|
1,000
|
5.400%, 9/01/23 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,001,130
|
|
Collier County Housing Finance Authority, Florida, Multifamily Housing Revenue Refunding
|
|||||
Bonds, Saxon Manor Isles Project, Series 1998A, Subseries 1:
|
|||||
1,040
|
5.350%, 9/01/18 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,041,508
|
|
1,400
|
5.400%, 9/01/23 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,401,582
|
|
1,500
|
Collier County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/23
|
10/14 at 100.00
|
AA– (5)
|
1,679,640
|
|
(Pre-refunded 10/01/14) – NPFG Insured
|
|||||
3,000
|
Collier County, Florida, Gas Tax Revenue Bonds, Series 2005, 5.000%, 6/01/22 – AMBAC Insured
|
6/15 at 100.00
|
A
|
3,215,070
|
|
Dade County Housing Finance Authority, Florida, Multifamily Mortgage Revenue Bonds, Siesta
|
|||||
Pointe Apartments Project, Series 1997A:
|
|||||
1,230
|
5.650%, 9/01/17 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,232,214
|
|
1,890
|
5.750%, 9/01/29 – AGM Insured (Alternative Minimum Tax)
|
3/12 at 100.00
|
AA+
|
1,891,777
|
|
900
|
Dade County, Florida, Seaport Revenue Refunding Bonds, Series 1995, 5.750%, 10/01/15 –
|
4/12 at 100.00
|
A2
|
903,897
|
|
NPFG Insured
|
|||||
Davie, Florida, Water and Sewerage Revenue Refunding and Improvement Bonds, Series 2003:
|
|||||
910
|
5.250%, 10/01/17 – AMBAC Insured
|
10/13 at 100.00
|
N/R
|
967,730
|
|
475
|
5.250%, 10/01/18 – AMBAC Insured
|
10/13 at 100.00
|
N/R
|
499,966
|
|
Deltona, Florida, Utility Systems Water and Sewer Revenue Bonds, Series 2003:
|
|||||
1,250
|
5.250%, 10/01/22 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,300,375
|
|
1,095
|
5.000%, 10/01/23 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,139,107
|
|
1,225
|
5.000%, 10/01/24 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,272,506
|
|
1,555
|
DeSoto County, Florida, Capital Improvement Revenue Bonds, Series 2002, 5.250%, 10/01/20
|
4/12 at 101.00
|
A1 (5)
|
1,583,799
|
|
(Pre-refunded 4/01/12) – NPFG Insured
|
|||||
2,500
|
Escambia County School Board, Florida, Certificates of Participation, Series 2004, 5.000%,
|
2/15 at 100.00
|
BBB
|
2,614,550
|
|
2/01/22 – NPFG Insured
|
|||||
2,500
|
Flagler County School Board, Florida, Certificates of Participation, Master Lease Revenue
|
8/15 at 100.00
|
AA–
|
2,721,975
|
|
Program, Series 2005A, 5.000%, 8/01/30 – AGM Insured
|
|||||
1,200
|
Flagler County, Florida, Capital Improvement Revenue Bonds, Series 2005, 5.000%, 10/01/30 –
|
10/15 at 100.00
|
A
|
1,260,744
|
|
NPFG Insured
|
|||||
3,945
|
Florida Governmental Utility Authority, Utility System Revenue Bonds, Citrus Project, Series
|
10/13 at 100.00
|
N/R (5)
|
4,254,051
|
|
2003, 5.000%, 10/01/23 (Pre-refunded 10/01/13) – AMBAC Insured
|
|||||
1,000
|
Florida Governmental Utility Authority, Utility System Revenue Bonds, Golden Gate Project,
|
7/12 at 100.00
|
N/R
|
1,000,360
|
|
Series 1999, 5.000%, 7/01/29 – AMBAC Insured
|
|||||
Florida Municipal Loan Council, Revenue Bonds, Series 2000B:
|
|||||
250
|
5.375%, 11/01/25 – NPFG Insured
|
5/12 at 100.00
|
A–
|
250,440
|
|
185
|
5.375%, 11/01/30 – NPFG Insured
|
5/12 at 100.00
|
A–
|
185,248
|
|
220
|
Florida Municipal Loan Council, Revenue Bonds, Series 2001A, 5.250%, 11/01/18 – NPFG Insured
|
5/12 at 101.00
|
A–
|
222,721
|
|
2,000
|
Greater Orlando Aviation Authority, Florida, Airport Facilities Revenue Refunding Bonds,
|
10/13 at 100.00
|
AA–
|
2,125,180
|
|
Series 2003A, 5.000%, 10/01/17 – AGM Insured
|
|||||
1,915
|
Halifax Hospital Medical Center, Florida, Revenue Bonds, Series 2006, 5.500%, 6/01/38 –
|
6/18 at 100.00
|
AA–
|
2,041,658
|
|
AGM Insured
|
|||||
2,500
|
Hillsborough County Industrial Development Authority, Florida, Industrial Development Revenue
|
No Opt. Call
|
Aaa
|
3,144,250
|
|
Bonds, University Community Hospital, Series 1994, 6.500%, 8/15/19 – NPFG Insured
|
|||||
1,000
|
Hillsborough County School Board, Florida, Certificates of Participation, Master Lease
|
7/15 at 100.00
|
Aa2
|
1,067,990
|
|
Program, Series 2005A, 5.000%, 7/01/26 – NPFG Insured
|
|||||
6,000
|
Hillsborough County School Board, Florida, Certificates of Participation, Series 2003, 5.000%,
|
7/13 at 100.00
|
Aa2
|
6,148,680
|
|
7/01/29 – NPFG Insured
|
|||||
2,000
|
Hillsborough County, Florida, Community Investment Tax Revenue Bonds, Series 2004, 5.000%,
|
11/13 at 101.00
|
AA
|
2,163,120
|
|
5/01/23 – AMBAC Insured
|
|||||
1,000
|
Hillsborough County, Florida, Revenue Refunding Bonds, Tampa Bay Arena, Series 2005, 5.000%,
|
10/15 at 100.00
|
AA+
|
1,111,710
|
|
10/01/25 – FGIC Insured
|
|||||
2,595
|
Indian River County School Board, Florida, Certificates of Participation, Series 2005, 5.000%,
|
7/15 at 100.00
|
A+
|
2,772,732
|
|
7/01/22 – NPFG Insured
|
|||||
Indian Trace Development District, Florida, Water Management Special Benefit Assessment Bonds,
|
|||||
Series 2005:
|
|||||
1,645
|
5.000%, 5/01/25 – NPFG Insured
|
5/15 at 102.00
|
Baa2
|
1,704,911
|
|
1,830
|
5.000%, 5/01/27 – NPFG Insured
|
5/15 at 102.00
|
Baa2
|
1,876,116
|
|
1,480
|
Jacksonville, Florida, Better Jacksonville Sales Tax Revenue Bonds, Series 2003, 5.250%,
|
10/13 at 100.00
|
A1
|
1,565,884
|
|
10/01/20 – NPFG Insured
|
|||||
1,500
|
JEA, Florida, Water and Sewerage System Revenue Bonds, Crossover Refunding Series 2007B,
|
10/14 at 100.00
|
AA
|
1,631,145
|
|
5.000%, 10/01/24 – NPFG Insured
|
|||||
1,000
|
JEA, Florida, Water and Sewerage System Revenue Bonds, Series 2004A, 5.000%, 10/01/14 –
|
10/13 at 100.00
|
AA
|
1,074,360
|
|
FGIC Insured
|
|||||
1,450
|
Jupiter, Florida, Water Revenue Bonds, Series 2003, 5.000%, 10/01/22 – AMBAC Insured
|
10/13 at 100.00
|
AA+
|
1,549,238
|
|
Lakeland, Florida, Utility Tax Revenue Bonds, Series 2003B:
|
|||||
1,730
|
5.000%, 10/01/18 – AMBAC Insured
|
10/12 at 100.00
|
N/R
|
1,756,780
|
|
2,000
|
5.000%, 10/01/19 – AMBAC Insured
|
10/12 at 100.00
|
N/R
|
2,028,620
|
|
4,665
|
Lee County, Florida, Airport Revenue Refunding Bonds, Series 2011A, 5.375%, 10/01/32 – AGM
|
8/21 at 100.00
|
AA–
|
5,149,973
|
|
Insured (Alternative Minimum Tax)
|
|||||
1,230
|
Lee County, Florida, Local Option Gas Tax Revenue Bonds, Series 2004, 5.000%, 10/01/20 –
|
10/14 at 100.00
|
A2
|
1,300,381
|
|
FGIC Insured
|
|||||
1,505
|
Lee County, Florida, Transportation Facilities Revenue Bonds, Series 2004B, 5.000%, 10/01/21 –
|
10/14 at 100.00
|
A–
|
1,612,788
|
|
AMBAC Insured
|
|||||
1,000
|
Lee Memorial Health System, Florida, Hospital Revenue Bonds, Series 2007A, 5.000%, 4/01/32 –
|
4/17 at 100.00
|
A
|
1,028,100
|
|
NPFG Insured
|
|||||
3,000
|
Leesburg, Florida, Utility Revenue Bonds, Series 2007, 5.000%, 10/01/37 – NPFG Insured
|
10/17 at 100.00
|
Aa3
|
3,176,340
|
|
2,000
|
Manatee County, Florida, Public Utilities Revenue Bonds, Series 2003, 5.125%, 10/01/20
|
10/13 at 100.00
|
Aa2 (5)
|
2,159,080
|
|
(Pre-refunded 10/01/13) – NPFG Insured
|
|||||
Marco Island, Florida, Water Utility System Revenue Bonds, Series 2003:
|
|||||
1,350
|
5.250%, 10/01/17 (Pre-refunded 10/01/13) – NPFG Insured
|
10/13 at 100.00
|
Aa3 (5)
|
1,460,187
|
|
1,000
|
5.250%, 10/01/18 (Pre-refunded 10/01/13) – NPFG Insured
|
10/13 at 100.00
|
Aa3 (5)
|
1,081,620
|
|
2,000
|
Marco Island, Florida, Water Utility System Revenue Bonds, Series 2003, 5.000%, 10/01/27 –
|
10/13 at 100.00
|
Aa3
|
2,061,840
|
|
NPFG Insured
|
|||||
2,200
|
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2002A,
|
10/12 at 100.00
|
AA–
|
2,210,450
|
|
5.125%, 10/01/35 – AGM Insured (Alternative Minimum Tax)
|
|||||
Miami-Dade County, Florida, Aviation Revenue Bonds, Miami International Airport, Series 2002:
|
|||||
5,615
|
5.750%, 10/01/19 – FGIC Insured (Alternative Minimum Tax)
|
10/12 at 100.00
|
A2
|
5,748,469
|
|
35,920
|
5.375%, 10/01/32 – FGIC Insured (Alternative Minimum Tax)
|
10/12 at 100.00
|
A2
|
36,165,334
|
|
12,930
|
Miami-Dade County, Florida, Public Facilities Revenue Bonds, Jackson Health System, Series
|
12/15 at 100.00
|
Aa3
|
13,101,323
|
|
2005A, 5.000%, 6/01/32 – NPFG Insured
|
|||||
5,320
|
Miami-Dade County, Florida, Public Facilities Revenue Bonds, Jackson Health System, Series
|
6/15 at 100.00
|
Aa3
|
5,484,867
|
|
2005B, 5.000%, 6/01/25 – NPFG Insured
|
|||||
18,000
|
Miami-Dade County, Florida, Subordinate Special Obligation Bonds, Series 1997A, 0.000%,
|
4/12 at 60.59
|
A+
|
10,855,080
|
|
10/01/21 – NPFG Insured
|
|||||
3,000
|
Miami-Dade County, Florida, Transit System Sales Surtax Revenue Bonds, Series 2008, 5.000%,
|
7/18 at 100.00
|
AA
|
3,216,420
|
|
7/01/35 – AGM Insured
|
|||||
2,000
|
Miami-Dade County, Florida, Water and Sewer System Revenue Bonds, Refunding Series 2008B,
|
No Opt. Call
|
Aa2
|
2,536,340
|
|
5.250%, 10/01/22 – AGM Insured
|
|||||
Northern Palm Beach County Improvement District, Florida, Revenue Bonds, Water Control and
|
|||||
Improvement Development Unit 9B, Series 2005:
|
|||||
1,290
|
5.000%, 8/01/23 – NPFG Insured
|
8/15 at 102.00
|
BBB
|
1,377,049
|
|
2,145
|
5.000%, 8/01/29 – NPFG Insured
|
8/15 at 102.00
|
BBB
|
2,258,621
|
|
2,000
|
Okaloosa County, Florida, Water and Sewer Revenue Bonds, Series 2006, 5.000%, 7/01/36 –
|
7/16 at 100.00
|
AA–
|
2,121,300
|
|
AGM Insured
|
|||||
1,000
|
Orange County School Board, Florida, Certificates of Participation, Series 2007A, 5.000%,
|
8/17 at 100.00
|
AA–
|
1,086,600
|
|
8/01/27 – FGIC Insured
|
|||||
3,180
|
Orange County, Florida, Sales Tax Revenue Bonds, Series 2002B, 5.125%, 1/01/19 – FGIC Insured
|
1/13 at 100.00
|
AA
|
3,302,494
|
|
2,500
|
Orange County, Florida, Tourist Development Tax Revenue Bonds, Series 2006, 5.000%, 10/01/31 –
|
10/16 at 100.00
|
A+
|
2,634,175
|
|
SYNCORA GTY Insured
|
|||||
Osceola County, Florida, Transportation Revenue Bonds, Osceola Parkway, Series 2004:
|
|||||
2,500
|
5.000%, 4/01/21 – NPFG Insured
|
4/14 at 100.00
|
Aa3
|
2,676,525
|
|
7,820
|
5.000%, 4/01/23 – NPFG Insured
|
4/14 at 100.00
|
Aa3
|
8,240,247
|
|
1,750
|
Palm Bay, Florida, Utility System Revenue Bonds, Palm Bay Utility Corporation, Series 2003,
|
10/13 at 100.00
|
Aa3
|
1,818,653
|
|
5.000%, 10/01/20 – NPFG Insured
|
|||||
1,065
|
Palm Beach County Housing Finance Authority, Florida, Multifamily Housing Revenue Bonds,
|
7/12 at 100.00
|
AA+
|
1,070,080
|
|
Westlake Apartments Phase II, Series 2002, 5.150%, 7/01/22 – AGM Insured (Alternative
|
|||||
Minimum Tax)
|
|||||
2,150
|
Palm Beach County School Board, Florida, Certificates of Participation, Series 2004A, 5.000%,
|
8/14 at 100.00
|
AA–
|
2,266,745
|
|
8/01/24 – FGIC Insured
|
|||||
3,000
|
Palm Beach County School Board, Florida, Certificates of Participation, Series 2007E, 5.000%,
|
8/17 at 100.00
|
AA–
|
3,251,940
|
|
8/01/27 – NPFG Insured
|
|||||
8,000
|
Palm Beach County Solid Waste Authority, Florida, Revenue Bonds, Series 2002B, 0.000%,
|
No Opt. Call
|
AA+
|
7,681,360
|
|
10/01/14 – AMBAC Insured
|
|||||
Palm Coast, Florida, Water Utility System Revenue Bonds, Series 2003:
|
|||||
1,000
|
5.250%, 10/01/19 – NPFG Insured
|
10/13 at 100.00
|
A1
|
1,059,860
|
|
500
|
5.250%, 10/01/20 – NPFG Insured
|
10/13 at 100.00
|
A1
|
529,930
|
|
500
|
5.250%, 10/01/21 – NPFG Insured
|
10/13 at 100.00
|
A1
|
529,015
|
|
3,000
|
Pasco County, Florida, Water and Sewer Revenue Bonds, Series 2006 Refunding, 5.000%,
|
4/16 at 100.00
|
AA
|
3,172,320
|
|
10/01/36 – AGM Insured
|
|||||
Plantation, Florida, Non-Ad Valorem Revenue Refunding and Improvement Bonds, Series 2003:
|
|||||
2,225
|
5.000%, 8/15/18 – AGM Insured
|
8/13 at 100.00
|
Aa3
|
2,346,863
|
|
1,300
|
5.000%, 8/15/21 – AGM Insured
|
8/13 at 100.00
|
Aa3
|
1,356,225
|
|
1,170
|
Polk County, Florida, Utility System Revenue Bonds, Series 2004A, 5.000%, 10/01/24 –
|
10/14 at 100.00
|
Aa3
|
1,236,117
|
|
FGIC Insured
|
|||||
1,000
|
Port Saint Lucie, Florida, Special Assessment Revenue Bonds, Southwest Annexation District 1B,
|
7/17 at 100.00
|
BBB
|
1,023,280
|
|
Series 2007, 5.000%, 7/01/33 – NPFG Insured
|
|||||
Port St. Lucie, Florida, Stormwater Utility System Revenue Refunding Bonds, Series 2002:
|
|||||
1,190
|
5.250%, 5/01/15 (Pre-refunded 5/01/12) – NPFG Insured
|
5/12 at 100.00
|
Aa3 (5)
|
1,204,982
|
|
1,980
|
5.250%, 5/01/17 (Pre-refunded 5/01/12) – NPFG Insured
|
5/12 at 100.00
|
Aa3 (5)
|
2,004,928
|
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Refunding Series 2009:
|
|||||
5,450
|
5.250%, 9/01/35 – AGC Insured
|
9/18 at 100.00
|
AA–
|
5,987,806
|
|
8,500
|
5.000%, 9/01/35 – AGC Insured
|
9/18 at 100.00
|
AA–
|
9,246,300
|
|
1,830
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Series 2003, 5.000%, 9/01/21
|
9/13 at 100.00
|
BBB (5)
|
1,966,701
|
|
(Pre-refunded 9/01/13) – NPFG Insured
|
|||||
1,000
|
Port St. Lucie, Florida, Utility System Revenue Bonds, Series 2004, 5.000%, 9/01/21 –
|
9/14 at 100.00
|
Aa3
|
1,066,490
|
|
NPFG Insured
|
|||||
1,895
|
Reedy Creek Improvement District, Orange and Osceola Counties, Florida, General Obligation
|
6/15 at 100.00
|
Aa3
|
2,030,530
|
|
Bonds, Series 2005B, 5.000%, 6/01/25 – AMBAC Insured
|
|||||
4,260
|
Saint Lucie County School Board, Florida, Certificates of Participation, Master Lease Program,
|
7/14 at 100.00
|
AA–
|
4,462,648
|
|
Series 2004A, 5.000%, 7/01/24 – AGM Insured
|
|||||
Sebring, Florida, Water and Wastewater Revenue Refunding Bonds, Series 2002:
|
|||||
1,360
|
5.250%, 1/01/17 – FGIC Insured
|
1/13 at 100.00
|
BBB
|
1,410,878
|
|
770
|
5.250%, 1/01/18 – FGIC Insured
|
1/13 at 100.00
|
BBB
|
798,159
|
|
500
|
5.250%, 1/01/20 – FGIC Insured
|
1/13 at 100.00
|
BBB
|
518,285
|
|
5,740
|
Seminole County, Florida, Water and Sewer Revenue Refunding and Improvement Bonds, Series
|
No Opt. Call
|
BBB (5)
|
7,040,914
|
|
1992, 6.000%, 10/01/19 – NPFG Insured (ETM)
|
|||||
3,530
|
Seminole County, Florida, Water and Sewer Revenue Refunding and Improvement Bonds, Series
|
No Opt. Call
|
BBB
|
3,891,507
|
|
1992, 6.000%, 10/01/19 – NPFG Insured
|
|||||
St. Lucie County, Florida, Utility System Revenue Refunding Bonds, Series 1993:
|
|||||
5,005
|
5.500%, 10/01/15 – FGIC Insured (ETM)
|
No Opt. Call
|
N/R (5)
|
5,511,506
|
|
1,200
|
5.500%, 10/01/21 – FGIC Insured (ETM)
|
No Opt. Call
|
N/R (5)
|
1,533,720
|
|
St. Petersburg, Florida, Sales Tax Revenue Bonds, Professional Sports Facility, Series 2003:
|
|||||
1,475
|
5.125%, 10/01/20 – AGM Insured
|
10/13 at 100.00
|
Aa3
|
1,572,380
|
|
1,555
|
5.125%, 10/01/21 – AGM Insured
|
10/13 at 100.00
|
Aa3
|
1,655,515
|
|
2,500
|
Tallahassee, Florida, Energy System Revenue Bonds, Series 2005, 5.000%, 10/01/29 –
|
10/15 at 100.00
|
AA
|
2,709,825
|
|
NPFG Insured
|
|||||
1,245
|
Tamarac, Florida, Sales Tax Revenue Bonds, Series 2002, 5.000%, 4/01/22 (Pre-refunded
|
4/12 at 100.00
|
A+ (5)
|
1,255,072
|
|
4/01/12) – FGIC Insured
|
|||||
400
|
Tamarac, Florida, Utility System Revenue Bonds, Series 2009, 5.000%, 10/01/39 – AGC Insured
|
10/19 at 100.00
|
Aa2
|
443,284
|
|
1,765
|
Tampa Sports Authority, Hillsborough County, Florida, Local Option Sales Tax Payments Revenue
|
1/15 at 100.00
|
AA+
|
1,926,074
|
|
Bonds, Stadium Project, Series 2005, 5.000%, 1/01/22 – AGM Insured
|
|||||
1,500
|
Tampa, Florida, Healthcare System Revenue Bonds, Allegany Health System – St. Joseph’s
|
4/12 at 100.00
|
Aaa
|
1,520,250
|
|
Hospital, Series 1993, 5.125%, 12/01/23 – NPFG Insured (ETM)
|
|||||
10,335
|
Tampa, Florida, Revenue Bonds, University of Tampa, Series 2006, 5.000%, 4/01/35 – CIFG Insured
|
4/16 at 100.00
|
Aa3
|
10,542,527
|
|
1,390
|
Venice, Florida, General Obligation Bonds, Series 2004, 5.000%, 2/01/24 – AMBAC Insured
|
2/14 at 100.00
|
Aa2
|
1,456,331
|
|
4,275
|
Volusia County School Board, Florida, Certificates of Participation, Series 2005B, 5.000%,
|
8/15 at 100.00
|
Aa3
|
4,527,610
|
|
8/01/24 – AGM Insured
|
|||||
2,000
|
Volusia County, Florida, Gas Tax Revenue Bonds, Series 2004, 5.000%, 10/01/21 – AGM Insured
|
10/14 at 100.00
|
AA–
|
2,197,060
|
|
12,000
|
Volusia County, Florida, School Board Certificates of Participation, Master Lease Program
|
8/17 at 100.00
|
Aa3
|
12,614,400
|
|
Series 2007, 5.000%, 8/01/32 – AGM Insured
|
|||||
1,785
|
Volusia County, Florida, Tax Revenue Bonds, Tourist Development, Series 2004, 5.000%,
|
12/14 at 100.00
|
Aa3
|
1,877,624
|
|
12/01/24 – AGM Insured
|
|||||
337,830
|
Total Florida
|
348,130,976
|
|||
Georgia – 2.0% (1.4% of Total Investments)
|
|||||
1,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2004, 5.000%, 11/01/22 –
|
11/14 at 100.00
|
AA–
|
1,082,010
|
|
AGM Insured
|
|||||
10,000
|
Atlanta, Georgia, Water and Wastewater Revenue Bonds, Series 2009B, 5.375%, 11/01/39 –
|
11/19 at 100.00
|
AA–
|
11,140,400
|
|
AGM Insured
|
|||||
1,155
|
Augusta, Georgia, Water and Sewerage Revenue Bonds, Series 2004, 5.250%, 10/01/39 –
|
10/14 at 100.00
|
AA–
|
1,254,642
|
|
AGM Insured
|
|||||
2,825
|
Cherokee County Water and Sewerage Authority, Georgia, Revenue Bonds, Refunding Series 2007,
|
8/20 at 100.00
|
AA
|
3,140,581
|
|
4.000%, 8/01/26
|
|||||
1,520
|
College Park Business and Industrial Development Authority, Georgia, Revenue Bonds, Public
|
9/14 at 102.00
|
AA–
|
1,694,998
|
|
Safety Project, Series 2004, 5.250%, 9/01/23 – NPFG Insured
|
|||||
Fulton County Development Authority, Georgia, Revenue Bonds, Georgia Tech Molecular Science
|
|||||
Building, Series 2004:
|
|||||
1,695
|
5.250%, 5/01/19 – NPFG Insured
|
5/14 at 100.00
|
Aa3
|
1,829,769
|
|
1,135
|
5.250%, 5/01/20 – NPFG Insured
|
5/14 at 100.00
|
Aa3
|
1,225,244
|
|
4,500
|
5.000%, 5/01/36 – NPFG Insured
|
5/14 at 100.00
|
Aa3
|
4,627,395
|
|
660
|
Glynn-Brunswick Memorial Hospital Authority, Georgia, Revenue Bonds, Southeast Georgia Health
|
3/12 at 100.00
|
A–
|
661,861
|
|
Systems, Series 1996, 5.250%, 8/01/13 – NPFG Insured
|
|||||
2,250
|
Gwinnett County Hospital Authority, Georgia, Revenue Anticipation Certificates, Gwinnett
|
7/19 at 100.00
|
Aa3
|
2,471,490
|
|
Hospital System Inc. Project, Series 2007C, 5.500%, 7/01/39 – AGM Insured
|
|||||
26,740
|
Total Georgia
|
29,128,390
|
|||
Idaho – 0.2% (0.1% of Total Investments)
|
|||||
90
|
Idaho Housing Agency, Single Family Mortgage Senior Bonds, Series 1995B, 6.600%, 7/01/27
|
7/12 at 100.00
|
Aaa
|
90,456
|
|
(Alternative Minimum Tax)
|
|||||
Idaho Housing and Finance Association, Grant and Revenue Anticipation Bonds, Federal Highway
|
|||||
Trust Funds, Series 2006:
|
|||||
1,000
|
5.000%, 7/15/23 – NPFG Insured
|
7/16 at 100.00
|
Aa2
|
1,110,710
|
|
1,065
|
5.000%, 7/15/24 – NPFG Insured
|
7/16 at 100.00
|
Aa2
|
1,175,835
|
|
2,155
|
Total Idaho
|
2,377,001
|
|||
Illinois – 8.2% (5.7% of Total Investments)
|
|||||
1,050
|
Bedford Park, Illinois, General Obligation Bonds, Series 2004A, 5.250%, 12/15/20 – AGM Insured
|
12/14 at 100.00
|
AA–
|
1,175,675
|
|
7,000
|
Chicago, Illinois, General Airport Revenue Bonds, O’Hare International Airport, Third Lien
|
No Opt. Call
|
AA–
|
7,710,710
|
|
Refunding Series 2010C, 5.250%, 1/01/35 – AGC Insured
|
|||||
7,200
|
Chicago, Illinois, Third Lien General Airport Revenue Bonds, O’Hare International Airport,
|
1/16 at 100.00
|
A1
|
7,879,248
|
|
Series 2005A, 5.250%, 1/01/24 – NPFG Insured
|
|||||
7,025
|
De Witt, Ford, Livingston, Logan, Mc Lean and Tazewell Community College District 540,
|
12/17 at 100.00
|
Aa2
|
6,792,051
|
|
Illinois, General Obligation Bonds, Series 2007, 3.000%, 12/01/26 – AGM Insured
|
|||||
10,580
|
Illinois Development Finance Authority, Revenue Bonds, Provena Health, Series 1998A, 5.500%,
|
5/12 at 100.00
|
Baa1
|
10,592,061
|
|
5/15/21 – NPFG Insured
|
|||||
3,295
|
Illinois Educational Facilities Authority, Revenue Bonds, Robert Morris College, Series 2000,
|
6/12 at 100.00
|
Baa2
|
3,298,592
|
|
5.800%, 6/01/30 – NPFG Insured
|
|||||
6,720
|
Illinois Finance Authority, Revenue Bonds, The Carle Foundation, Series 2011A, 6.000%,
|
8/21 at 100.00
|
AA–
|
7,631,434
|
|
8/15/41 – AGM Insured
|
|||||
9,375
|
Illinois Finance Authority, Revenue Bonds, The University of Chicago, Series 2012A, 5.000%,
|
10/21 at 100.00
|
Aa1
|
10,417,875
|
|
10/01/51 (WI/DD, Settling 2/02/12)
|
|||||
5,405
|
Illinois Toll Highway Authority, State Toll Highway Authority Revenue Bonds, Series 2006A-1,
|
No Opt. Call
|
AA–
|
6,111,055
|
|
5.000%, 1/01/24 – AGM Insured
|
|||||
22,610
|
Illinois, General Obligation Bonds, Illinois FIRST Program, Series 2002, 5.125%, 2/01/27 –
|
4/12 at 100.00
|
A+
|
22,637,132
|
|
FGIC Insured
|
|||||
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
|||||
Project, Capital Appreciation Refunding Series 2010B-1:
|
|||||
20,000
|
0.000%, 6/15/45 – AGM Insured
|
No Opt. Call
|
AAA
|
3,286,800
|
|
15,000
|
0.000%, 6/15/46 – AGM Insured
|
No Opt. Call
|
AAA
|
2,327,400
|
|
20,045
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
No Opt. Call
|
AAA
|
5,824,275
|
|
Project, Series 2002A, 0.000%, 12/15/35 – AGM Insured
|
|||||
5,920
|
Metropolitan Pier and Exposition Authority, Illinois, Revenue Bonds, McCormick Place Expansion
|
6/20 at 100.00
|
AAA
|
6,451,320
|
|
Project, Tender Option Bond Trust 3861, 13.737%, 6/15/42 (IF) (6)
|
|||||
Schaumburg, Illinois, General Obligation Bonds, Series 2004B:
|
|||||
4,260
|
5.000%, 12/01/22 – FGIC Insured
|
12/14 at 100.00
|
Aaa
|
4,733,797
|
|
2,365
|
5.000%, 12/01/23 – FGIC Insured
|
12/14 at 100.00
|
Aaa
|
2,623,826
|
|
4,000
|
Southwestern Illinois Development Authority, School Revenue Bonds, Triad School District 2,
|
No Opt. Call
|
A+
|
2,126,200
|
|
Madison County, Illinois, Series 2006, 0.000%, 10/01/25 – NPFG Insured
|
|||||
Williamson & Johnson Counties Community Unit School District 2, Marion, Illinois, General
|
|||||
Obligation Bonds, Series 2011:
|
|||||
930
|
7.000%, 12/01/21 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,177,947
|
|
1,035
|
7.000%, 12/01/22 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,282,272
|
|
1,155
|
7.000%, 12/01/23 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,425,951
|
|
1,065
|
7.000%, 12/01/26 – AGM Insured
|
12/20 at 100.00
|
AA–
|
1,293,538
|
|
2,085
|
7.250%, 12/01/29 – AGM Insured
|
12/20 at 100.00
|
AA–
|
2,524,893
|
|
2,295
|
7.250%, 12/01/30 – AGM Insured
|
12/20 at 100.00
|
AA–
|
2,760,862
|
|
160,415
|
Total Illinois
|
122,084,914
|
|||
Indiana – 3.9% (2.7% of Total Investments)
|
|||||
2,030
|
Decatur Township-Marion County Multi-School Building Corporation, Indiana, First Mortgage
|
7/13 at 100.00
|
AA+ (5)
|
2,170,232
|
|
Bonds, Series 2003, 5.000%, 7/15/20 (Pre-refunded 7/15/13) – FGIC Insured
|
|||||
5,000
|
Indiana Finance Authority, Revenue Bonds, Trinity Health Care Group, Refunding Series 2010B.,
|
12/20 at 100.00
|
AA
|
5,324,650
|
|
5.000%, 12/01/37
|
|||||
8,500
|
Indiana Municipal Power Agency, Power Supply Revenue Bonds, Series 2007A, 5.000%, 1/01/42 –
|
1/17 at 100.00
|
A+
|
8,970,815
|
|
NPFG Insured
|
|||||
5,000
|
Indianapolis Local Public Improvement Bond Bank Bonds, Indiana, PILOT Infrastructure Project
|
No Opt. Call
|
AA
|
5,501,850
|
|
Revenue Bonds, Series 2010F, 5.000%, 1/01/35 – AGM Insured
|
|||||
20,000
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Series 1999E, 0.000%, 2/01/28 –
|
No Opt. Call
|
AA
|
10,587,800
|
|
AMBAC Insured
|
|||||
9,615
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project Series 2009A,
|
1/19 at 100.00
|
AA–
|
10,796,395
|
|
5.500%, 1/01/38 – AGC Insured
|
|||||
3,250
|
Indianapolis Local Public Improvement Bond Bank, Indiana, Waterworks Project, Series 2002A,
|
7/12 at 100.00
|
AA+ (5)
|
3,318,250
|
|
5.250%, 7/01/33 (Pre-refunded 7/01/12) – NPFG Insured
|
|||||
1,340
|
Monroe-Gregg Grade School Building Corporation, Morgan County, Indiana, First Mortgage Bonds,
|
1/14 at 100.00
|
AA+ (5)
|
1,462,128
|
|
Series 2004, 5.000%, 1/15/25 (Pre-refunded 1/15/14) – AGM Insured
|
|||||
5,000
|
Noblesville Redevelopment Authority, Indiana, Economic Development Lease Rental Bonds, Exit 10
|
7/13 at 100.00
|
AA–
|
5,130,150
|
|
Project, Series 2003, 5.000%, 1/15/28 – AMBAC Insured
|
|||||
3,705
|
Whitley County Middle School Building Corporation, Columbia City, Indiana, First Mortgage
|
7/13 at 100.00
|
Aa3 (5)
|
3,960,941
|
|
Bonds, Series 2003, 5.000%, 7/15/16 (Pre-refunded 7/15/13) – AGM Insured
|
|||||
63,440
|
Total Indiana
|
57,223,211
|
|||
Kansas – 0.7% (0.5% of Total Investments)
|
|||||
2,055
|
Kansas Turnpike Authority, Revenue Bonds, Series 2004A-2, 5.000%, 9/01/23 – AGM Insured
|
9/14 at 101.00
|
AA–
|
2,268,227
|
|
Neosho County Unified School District 413, Kansas, General Obligation Bonds, Series 2006:
|
|||||
2,145
|
5.000%, 9/01/27 (Pre-refunded 9/01/14) – AGM Insured
|
9/14 at 100.00
|
Aa3 (5)
|
2,396,265
|
|
4,835
|
5.000%, 9/01/29 (Pre-refunded 9/01/14) – AGM Insured
|
9/14 at 100.00
|
Aa3 (5)
|
5,401,372
|
|
9,035
|
Total Kansas
|
10,065,864
|
|||
Kentucky – 2.0% (1.4% of Total Investments)
|
|||||
3,870
|
Kenton County School District Finance Corporation, Kentucky, School Building Revenue Bonds,
|
6/14 at 100.00
|
Aa3
|
4,193,145
|
|
Series 2004, 5.000%, 6/01/20 – NPFG Insured
|
|||||
Kentucky State Property and Buildings Commission, Revenue Bonds, Project 93, Refunding
|
|||||
Series 2009:
|
|||||
3,860
|
5.250%, 2/01/20 – AGC Insured
|
2/19 at 100.00
|
AA–
|
4,650,489
|
|
10,000
|
5.250%, 2/01/24 – AGC Insured
|
2/19 at 100.00
|
AA–
|
11,784,800
|
|
7,500
|
Kentucky Turnpike Authority, Economic Development Road Revenue Bonds, Revitalization Project,
|
7/16 at 100.00
|
AA+
|
8,538,375
|
|
Series 2006B, 5.000%, 7/01/25 – AMBAC Insured
|
|||||
25,230
|
Total Kentucky
|
29,166,809
|
|||
Louisiana – 4.7% (3.3% of Total Investments)
|
|||||
5,000
|
DeSoto Parish, Louisiana, Pollution Control Revenue Refunding Bonds, Cleco Utility Group Inc.
|
3/12 at 100.00
|
BBB
|
5,006,100
|
|
Project, Series 1999, 5.875%, 9/01/29 – AMBAC Insured
|
|||||
3,330
|
Jefferson Parish Hospital District1, Louisiana, Hospital Revenue Bonds, West Jefferson Medical
|
1/21 at 100.00
|
AA–
|
3,712,817
|
|
Center, Refunding Series 2011A, 6.000%, 1/01/39 – AGM Insured
|
|||||
3,025
|
Lafayette City and Parish, Louisiana, Utilities Revenue Bonds, Series 2004, 5.250%, 11/01/22 –
|
11/14 at 100.00
|
A+
|
3,319,091
|
|
NPFG Insured
|
|||||
4,520
|
Louisiana Public Facilities Authority, Revenue Bonds, Baton Rouge General Hospital, Series
|
7/14 at 100.00
|
BBB
|
4,798,161
|
|
2004, 5.250%, 7/01/24 – NPFG Insured
|
|||||
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2005A:
|
|||||
2,400
|
5.000%, 5/01/25 – FGIC Insured
|
5/15 at 100.00
|
Aa1
|
2,651,088
|
|
4,415
|
5.000%, 5/01/26 – FGIC Insured
|
5/15 at 100.00
|
Aa1
|
4,876,897
|
|
5,000
|
5.000%, 5/01/27 – FGIC Insured
|
5/15 at 100.00
|
Aa1
|
5,434,650
|
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006A:
|
|||||
3,300
|
4.750%, 5/01/39 – AGM Insured (UB)
|
5/16 at 100.00
|
Aa1
|
3,454,110
|
|
35,725
|
4.500%, 5/01/41 – FGIC Insured (UB)
|
5/16 at 100.00
|
Aa1
|
36,759,596
|
|
38
|
Louisiana State, Gasoline and Fuels Tax Revenue Bonds, Series 2006, Residuals 660-1, 16.224%,
|
5/16 at 100.00
|
Aa1
|
42,772
|
|
5/01/34 – FGIC Insured (IF)
|
|||||
66,753
|
Total Louisiana
|
70,055,282
|
|||
Maine – 0.2% (0.1% of Total Investments)
|
|||||
3,000
|
Maine Health and Higher Educational Facilities Authority, Revenue Bonds, Series 2003B, 5.000%,
|
7/13 at 100.00
|
AA– (5)
|
3,188,790
|
|
7/01/28 (Pre-refunded 7/01/13) – AGM Insured
|
|||||
Maryland – 0.3% (0.2% of Total Investments)
|
|||||
5,345
|
Baltimore, Maryland, Senior Lien Convention Center Hotel Revenue Bonds, Series 2006A, 5.250%,
|
9/16 at 100.00
|
BB+
|
5,194,912
|
|
9/01/28 – SYNCORA GTY Insured
|
|||||
Massachusetts – 3.4% (2.4% of Total Investments)
|
|||||
4,500
|
Massachusetts Department of Transportation, Metropolitan Highway System Revenue Bonds,
|
1/20 at 100.00
|
AA+
|
5,044,005
|
|
Commonwealth Contract Assistance Secured, Refunding Series 2010B, 5.000%, 1/01/35
|
|||||
5,330
|
Massachusetts Health and Educational Facilities Authority, Revenue Bonds, Harvard University,
|
12/19 at 100.00
|
AAA
|
7,793,846
|
|
Tender Option Bond Trust 2010-20W, 13.995%, 12/15/34 (IF) (6)
|
|||||
11,000
|
Massachusetts School Building Authority, Dedicated Sales Tax Revenue Bonds, Series 2005A,
|
8/15 at 100.00
|
AA+
|
12,499,300
|
|
5.000%, 8/15/23 – AGM Insured (UB)
|
|||||
15,000
|
Massachusetts State, Special Obligation Dedicated Tax Revenue Bonds, Series 2004, 5.250%,
|
1/14 at 100.00
|
A1 (5)
|
16,398,150
|
|
1/01/23 (Pre-refunded 1/01/14) – FGIC Insured
|
|||||
7,255
|
Massachusetts Water Resources Authority, General Revenue Bonds, Series 2007A, 4.500%,
|
2/17 at 100.00
|
AA+
|
7,518,719
|
|
8/01/46 – AGM Insured (UB) (6)
|
|||||
1,500
|
University of Massachusetts Building Authority, Senior Lien Project Revenue Bonds, Series
|
11/14 at 100.00
|
AA– (5)
|
1,698,795
|
|
2004-1, 5.375%, 11/01/20 (Pre-refunded 11/01/14) – AMBAC Insured
|
|||||
44,585
|
Total Massachusetts
|
50,952,815
|
|||
Michigan – 1.7% (1.2% of Total Investments)
|
|||||
5,490
|
Detroit City School District, Wayne County, Michigan, Unlimited Tax School Building and Site
|
No Opt. Call
|
Aa2
|
6,491,431
|
|
Improvement Bonds, Series 2001A, 6.000%, 5/01/29 – AGM Insured (UB)
|
|||||
6,000
|
Detroit, Michigan, General Obligation Bonds, Series 2001A-1, 5.375%, 4/01/18 – NPFG Insured
|
4/12 at 100.00
|
BBB
|
6,002,760
|
|
2,000
|
Detroit, Michigan, Sewage Disposal System Revenue Bonds, Series 2001D-2, 5.500%, 7/01/32 –
|
No Opt. Call
|
A
|
1,908,920
|
|
NPFG Insured (7)
|
|||||
1,085
|
Grand Rapids Community College, Kent County, Michigan, General Obligation Refunding Bonds,
|
5/13 at 100.00
|
Aa1
|
1,147,431
|
|
Series 2003, 5.250%, 5/01/20 – AMBAC Insured
|
|||||
10,000
|
Wayne Charter County, Michigan, Limited Tax General Obligation Airport Hotel Revenue Bonds,
|
12/12 at 100.00
|
BBB+
|
10,105,500
|
|
Detroit Metropolitan Wayne County Airport, Series 2001A, 5.250%, 12/01/25 – NPFG Insured
|
|||||
24,575
|
Total Michigan
|
25,656,042
|
|||
Minnesota – 1.1% (0.8% of Total Investments)
|
|||||
5,000
|
Minneapolis, Minnesota, Health Care System Revenue Bonds,S Fairview Health Services, Series
|
11/18 at 100.00
|
AA–
|
5,910,700
|
|
2008B, 6.500%, 11/15/38 – AGC Insured
|
|||||
5,020
|
Minnesota State, General Obligation Bonds, Various Purpose, Refunding Series 2010D,
|
No Opt. Call
|
AA+
|
6,274,197
|
|
5.000%, 8/01/18
|
|||||
4,000
|
Northern Municipal Power Agency, Minnesota, Electric System Revenue Bonds, Refunding Series
|
No Opt. Call
|
AA–
|
4,467,960
|
|
2009A, 5.000%, 1/01/15 – AGC Insured
|
|||||
14,020
|
Total Minnesota
|
16,652,857
|
|||
Missouri – 0.3% (0.2% of Total Investments)
|
|||||
4,125
|
St. Louis, Missouri, Airport Revenue Bonds, Lambert-St. Louis International Airport, Series
|
No Opt. Call
|
A–
|
4,735,541
|
|
2005, 5.500%, 7/01/29 – NPFG Insured
|
|||||
Montana – 0.2% (0.2% of Total Investments)
|
|||||
3,000
|
Montana Facility Finance Authority, Hospital Revenue Bonds, Benefis Health System Obligated
|
1/21 at 100.00
|
AA–
|
3,464,610
|
|
Group, Series 2011A, 5.750%, 1/01/31 – AGM Insured
|
|||||
Nebraska – 2.4% (1.6% of Total Investments)
|
|||||
27,125
|
Lincoln, Nebraska, Electric System Revenue Bonds, Series 2007A, 4.500%, 9/01/37 –
|
9/17 at 100.00
|
AA
|
28,454,125
|
|
FGIC Insured (UB)
|
|||||
5,000
|
Municipal Energy Agency of Nebraska, Power Supply System Revenue and Refunding Bonds, Series
|
4/19 at 100.00
|
AA+
|
5,706,800
|
|
2009A, 5.375%, 4/01/39 – BHAC Insured
|
|||||
1,000
|
Nebraska Public Power District, General Revenue Bonds, Series 2005A, 5.000%, 1/01/25 –
|
1/15 at 100.00
|
AA–
|
1,098,750
|
|
AGM Insured
|
|||||
33,125
|
Total Nebraska
|
35,259,675
|
|||
Nevada – 7.8% (5.3% of Total Investments)
|
|||||
7,000
|
Clark County School District, Nevada, General Obligation Bonds, Refunding Series 2005A,
|
6/15 at 101.00
|
AA
|
7,888,720
|
|
5.000%, 6/15/19 – FGIC Insured
|
|||||
3,500
|
Clark County School District, Nevada, General Obligation Bonds, Series 2004B, 5.000%,
|
6/14 at 100.00
|
AA
|
3,837,225
|
|
6/15/18 – AGM Insured
|
|||||
3,000
|
Clark County, Nevada, Airport Revenue Bonds, Subordinate Lien Series 2009C, 5.000%, 7/01/26 –
|
No Opt. Call
|
AA–
|
3,353,940
|
|
AGM Insured
|
|||||
8,475
|
Clark County, Nevada, General Obligation Bank Bonds, Southern Nevada Water Authority Loan,
|
12/12 at 100.00
|
AA+
|
8,586,870
|
|
Series 2002, 5.000%, 6/01/32 – NPFG Insured
|
|||||
3,630
|
Clark County, Nevada, General Obligation Bank Bonds, Southern Nevada Water Authority Loan,
|
12/12 at 100.00
|
AA+ (5)
|
3,775,382
|
|
Series 2002, 5.000%, 6/01/32 (Pre-refunded 12/01/12) – NPFG Insured
|
|||||
16,840
|
Clark County, Nevada, Passenger Facility Charge Revenue Bonds, Las Vegas-McCarran
|
1/20 at 100.00
|
AA–
|
18,393,153
|
|
International Airport, Series 2010A, 5.250%, 7/01/39 – AGM Insured
|
|||||
7,370
|
Clark County, Nevada, Subordinate Lien Airport Revenue Bonds, Series 2004A-2, 5.125%,
|
7/14 at 100.00
|
Aa3
|
7,771,075
|
|
7/01/25 – FGIC Insured
|
|||||
10,285
|
Henderson, Nevada, General Obligation Sewer Bonds, Series 2004, 5.000%, 6/01/34 –
|
12/14 at 100.00
|
AA
|
10,687,349
|
|
FGIC Insured
|
|||||
14,985
|
Reno, Nevada, Capital Improvement Revenue Bonds, Series 2002, 5.375%, 6/01/32 – FGIC Insured
|
6/12 at 100.00
|
A3
|
15,043,741
|
|
25,300
|
Reno, Nevada, Capital Improvement Revenue Bonds, Series 2002, 5.375%, 6/01/32 (Pre-refunded
|
6/12 at 100.00
|
A3 (5)
|
25,740,473
|
|
6/01/12) – FGIC Insured
|
|||||
10,000
|
Reno, Nevada, Senior Lien Sales and Room Tax Revenue Bonds, Reno Transportation Rail Access
|
6/12 at 100.00
|
N/R (5)
|
10,165,800
|
|
Corridor Project, Series 2002, 5.125%, 6/01/27 (Pre-refunded 6/01/12) – AMBAC Insured
|
|||||
110,385
|
Total Nevada
|
115,243,728
|
|||
New Jersey – 4.6% (3.2% of Total Investments)
|
|||||
Essex County Improvement Authority, New Jersey, Guaranteed Revenue Bonds, Project
|
|||||
Consolidation, Series 2004:
|
|||||
2,000
|
5.125%, 10/01/21 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
2,178,180
|
|
2,250
|
5.125%, 10/01/22 – NPFG Insured
|
10/14 at 100.00
|
Aa2
|
2,491,515
|
|
New Jersey Economic Development Authority, Revenue Bonds, Motor Vehicle Surcharge,
|
|||||
Series 2004A:
|
|||||
3,850
|
5.000%, 7/01/22 – NPFG Insured
|
7/14 at 100.00
|
A
|
4,091,049
|
|
3,850
|
5.000%, 7/01/23 – NPFG Insured
|
7/14 at 100.00
|
A
|
4,079,383
|
|
26,000
|
New Jersey Turnpike Authority, Revenue Bonds, Refunding Series 2005D-1, 5.250%, 1/01/26 –
|
No Opt. Call
|
AA–
|
33,144,020
|
|
AGM Insured
|
|||||
New Jersey Turnpike Authority, Revenue Bonds, Series 2003A:
|
|||||
8,250
|
5.000%, 1/01/19 – FGIC Insured
|
7/13 at 100.00
|
A+
|
8,735,265
|
|
2,000
|
5.000%, 1/01/23 – AGM Insured
|
7/13 at 100.00
|
AA–
|
2,102,220
|
|
3,320
|
New Jersey Turnpike Authority, Revenue Bonds, Series 2005A, 5.000%, 1/01/21 – AGM Insured
|
1/15 at 100.00
|
AA–
|
3,619,032
|
|
6,605
|
Tobacco Settlement Financing Corporation, New Jersey, Tobacco Settlement Asset-Backed Bonds,
|
6/17 at 100.00
|
B1
|
6,204,275
|
|
Series 2007-1A, 4.500%, 6/01/23
|
|||||
1,330
|
Washington Township Board of Education, Mercer County, New Jersey, General Obligation Bonds,
|
No Opt. Call
|
Aa3
|
1,751,198
|
|
Series 2005, 5.250%, 1/01/26 – AGM Insured
|
|||||
59,455
|
Total New Jersey
|
68,396,137
|
|||
New Mexico – 1.3% (0.9% of Total Investments)
|
|||||
3,660
|
San Juan County, New Mexico, Subordinate Gross Receipts Tax Revenue Bonds, Series 2005,
|
6/15 at 100.00
|
Aa3
|
4,057,586
|
|
5.000%, 6/15/25 – NPFG Insured
|
|||||
13,600
|
University of New Mexico, System Improvement Subordinated Lien Revenue Bonds, Series 2007A,
|
6/17 at 100.00
|
AA
|
14,566,960
|
|
5.000%, 6/01/36 – AGM Insured
|
|||||
17,260
|
Total New Mexico
|
18,624,546
|
|||
New York – 7.8% (5.3% of Total Investments)
|
|||||
1,880
|
Dormitory Authority of the State of New York, FHA-Insured Mortgage Revenue Bonds, Montefiore
|
2/15 at 100.00
|
BBB
|
2,051,362
|
|
Hospital, Series 2004, 5.000%, 8/01/23 – FGIC Insured
|
|||||
7,225
|
Dormitory Authority of the State of New York, Revenue Bonds, Non State Supported Debt, Cornell
|
7/20 at 100.00
|
Aa1
|
8,232,093
|
|
University, Series 2010A, 5.000%, 7/01/35
|
|||||
3,335
|
Dormitory Authority of the State of New York, State Personal Income Tax Revenue Bonds, Series
|
3/15 at 100.00
|
AAA
|
3,723,161
|
|
2005F, 5.000%, 3/15/24 – AMBAC Insured
|
|||||
3,820
|
Hudson Yards Infrastructure Corporation, New York, Revenue Bonds, Series 2006A, 4.500%,
|
2/17 at 100.00
|
A
|
3,789,937
|
|
2/15/47 – NPFG Insured
|
|||||
12,500
|
Long Island Power Authority, New York, Electric System General Revenue Bonds, Series 2006A,
|
6/16 at 100.00
|
A–
|
13,762,500
|
|
5.000%, 12/01/25 – FGIC Insured
|
|||||
6,900
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2006F, 4.250%,
|
11/16 at 100.00
|
A–
|
7,075,398
|
|
5/01/33 – NPFG Insured
|
|||||
2,800
|
Long Island Power Authority, New York, Electric System Revenue Bonds, Series 2011A, 5.000%,
|
5/21 at 100.00
|
AA–
|
3,079,328
|
|
5/01/36 – AGM Insured
|
|||||
Metropolitan Transportation Authority, New York, State Service Contract Refunding Bonds,
|
|||||
Series 2002A:
|
|||||
1,500
|
5.000%, 7/01/21 – FGIC Insured
|
7/12 at 100.00
|
AA–
|
1,524,690
|
|
5,000
|
5.000%, 7/01/25 – FGIC Insured
|
7/12 at 100.00
|
AA–
|
5,076,450
|
|
3,025
|
Monroe County Industrial Development Corporation, New York, FHA Insured Mortgage Revenue
|
2/21 at 100.00
|
Aa2
|
3,431,348
|
|
Bonds, Unity Hospital of Rochestor Project, Series 2010, 5.500%, 8/15/40
|
|||||
2,615
|
New York City Industrial Development Agency, New York, Revenue Bonds, Yankee Stadium Project
|
3/19 at 100.00
|
AA–
|
3,099,063
|
|
PILOT, Series 2009A, 7.000%, 3/01/49 – AGC Insured
|
|||||
5,000
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005F-1, 5.000%, 9/01/21 –
|
9/15 at 100.00
|
AA
|
5,700,700
|
|
AMBAC Insured
|
|||||
10,000
|
New York City, New York, General Obligation Bonds, Fiscal Series 2005M, 5.000%, 4/01/26 –
|
4/15 at 100.00
|
AA
|
11,073,400
|
|
FGIC Insured
|
|||||
5,000
|
New York State Thruway Authority, General Revenue Bonds, Series 2005F, 5.000%, 1/01/26 –
|
1/15 at 100.00
|
A+
|
5,445,850
|
|
AMBAC Insured
|
|||||
14,000
|
New York State Thruway Authority, General Revenue Bonds, Series 2005G, 5.000%, 1/01/30 –
|
7/15 at 100.00
|
AA–
|
15,213,380
|
|
AGM Insured
|
|||||
2,000
|
New York State Tobacco Settlement Financing Corporation, Tobacco Settlement Asset-Backed and
|
6/13 at 100.00
|
AA–
|
2,120,120
|
|
State Contingency Contract-Backed Bonds, Series 2003A-1, 5.250%, 6/01/22 – AMBAC Insured
|
|||||
3,650
|
New York State Urban Development Corporation, Service Contract Revenue Bonds, Series 2005B,
|
3/15 at 100.00
|
AAA
|
4,059,129
|
|
5.000%, 3/15/25 – AGM Insured (UB)
|
|||||
New York State Urban Development Corporation, State Personal Income Tax Revenue Bonds,
|
|||||
Series 2004A-1:
|
|||||
1,000
|
5.000%, 3/15/23 – FGIC Insured
|
3/14 at 100.00
|
AAA
|
1,084,150
|
|
5,000
|
5.000%, 3/15/25 – FGIC Insured
|
3/14 at 100.00
|
AAA
|
5,417,250
|
|
10,000
|
Triborough Bridge and Tunnel Authority, New York, Subordinate Lien General Purpose Revenue
|
11/12 at 100.00
|
Aa3
|
10,269,300
|
|
Refunding Bonds, Series 2002E, 5.000%, 11/15/32 – NPFG Insured
|
|||||
106,250
|
Total New York
|
115,228,609
|
|||
North Carolina – 1.2% (0.8% of Total Investments)
|
|||||
Mooresville, North Carolina, Enterprise System Revenue Bonds, Series 2004:
|
|||||
2,115
|
5.000%, 5/01/22 – FGIC Insured
|
5/14 at 100.00
|
AA–
|
2,302,981
|
|
2,575
|
5.000%, 5/01/26 – FGIC Insured
|
5/14 at 100.00
|
AA–
|
2,693,682
|
|
5,250
|
North Carolina Municipal Power Agency 1, Catawba Electric Revenue Bonds, Series 2003A, 5.250%,
|
1/13 at 100.00
|
AA–
|
5,477,535
|
|
1/01/16 – AGM Insured
|
|||||
Raleigh Durham Airport Authority, North Carolina, Airport Revenue Bonds, Series 2005A:
|
|||||
3,205
|
5.000%, 5/01/23 – AMBAC Insured
|
5/15 at 100.00
|
Aa3
|
3,465,470
|
|
3,295
|
5.000%, 5/01/24 – AMBAC Insured
|
5/15 at 100.00
|
Aa3
|
3,549,605
|
|
16,440
|
Total North Carolina
|
17,489,273
|
|||
North Dakota – 0.5% (0.3% of Total Investments)
|
|||||
Grand Forks, North Dakota, Sales Tax Revenue Bonds, Alerus Project, Series 2005A:
|
|||||
2,195
|
5.000%, 12/15/22 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
2,509,544
|
|
1,355
|
5.000%, 12/15/23 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
1,524,511
|
|
3,000
|
5.000%, 12/15/24 – NPFG Insured
|
12/15 at 100.00
|
Aa3
|
3,376,260
|
|
6,550
|
Total North Dakota
|
7,410,315
|
|||
Ohio – 3.3% (2.2% of Total Investments)
|
|||||
2,650
|
Cleveland State University, Ohio, General Receipts Bonds, Series 2004, 5.250%, 6/01/24 –
|
6/14 at 100.00
|
A+
|
2,868,387
|
|
FGIC Insured
|
|||||
2,000
|
Columbus City School District, Franklin County, Ohio, General Obligation Bonds, Series 2004,
|
12/14 at 100.00
|
AA (5)
|
2,264,800
|
|
5.250%, 12/01/25 (Pre-refunded 12/01/14) – AGM Insured
|
|||||
2,385
|
Columbus, Ohio, Tax Increment Financing Bonds, Easton Project, Series 2004A, 5.000%,
|
6/14 at 100.00
|
BBB+
|
2,504,345
|
|
12/01/22 – AMBAC Insured
|
|||||
2,205
|
Hamilton City School District, Ohio, General Obligation Bonds, Series 2005, 5.000%, 12/01/24 –
|
6/15 at 100.00
|
Baa2
|
2,363,209
|
|
NPFG Insured
|
|||||
19,595
|
Hamilton County, Ohio, Sales Tax Bonds, Subordinate Lien, Series 2006A, 4.250%, 12/01/32 –
|
12/16 at 100.00
|
A1
|
20,010,610
|
|
AMBAC Insured
|
|||||
Middletown City School District, Butler County, Ohio, General Obligation Bonds, Refunding
|
|||||
Series 2007:
|
|||||
4,380
|
5.250%, 12/01/27 – AGM Insured
|
No Opt. Call
|
Aa3
|
5,454,852
|
|
6,000
|
5.250%, 12/01/31 – AGM Insured
|
No Opt. Call
|
Aa3
|
7,516,920
|
|
3,000
|
Ross Local School District, Butler County, Ohio, General Obligation Bonds, Series 2003,
|
12/13 at 100.00
|
Aa2 (5)
|
3,257,700
|
|
5.000%, 12/01/28 (Pre-refunded 12/01/13) – AGM Insured
|
|||||
2,000
|
University of Akron, Ohio, General Receipts Bonds, Federally Taxable Build America Bonds,
|
1/20 at 100.00
|
AA–
|
2,252,200
|
|
Series 2010B, 5.000%, 1/01/29 – AGM Insured
|
|||||
44,215
|
Total Ohio
|
48,493,023
|
|||
Oklahoma – 2.4% (1.6% of Total Investments)
|
|||||
3,500
|
Oklahoma Capitol Improvement Authority, State Facilities Revenue Bonds, Series 2005F, 5.000%,
|
7/15 at 100.00
|
AA
|
3,912,055
|
|
7/01/24 – AMBAC Insured
|
|||||
Oklahoma City Water Utilities Trust, Oklahoma, Water and Sewer Revenue Bonds, Series 2010:
|
|||||
1,000
|
5.375%, 7/01/40
|
No Opt. Call
|
AAA
|
1,192,190
|
|
1,500
|
5.000%, 7/01/40
|
7/21 at 100.00
|
AAA
|
1,729,185
|
|
1,130
|
Oklahoma Housing Finance Agency, GNMA Collateralized Single Family Mortgage Revenue Bonds,
|
No Opt. Call |