form8k08126007_12092014.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): December 9, 2014
 
Forward Industries, Inc.
(Exact name of registrant as specified in its charter)
     
New York
000-6669
13-1950672
(State or other jurisdiction
of incorporation)
(Commission
File Number)
(IRS Employer
Identification No.)
     
477 Rosemary Ave.  Ste. 219
West Palm Beach, FL
33401
(Address of principal executive offices)
(Zip Code)

Registrant’s telephone number, including area code: (561) 465-0030
 
 
(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

x Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 
 
 
 
Item 2.02.
Results of Operations and Financial Condition.
 
On December 9, 2014, Forward Industries, Inc. (the “Company”) issued a press release announcing financial results for its fiscal year ended September 30, 2014, a copy of which release is attached hereto as Exhibit 99.1.
 
More complete information relating to the Company’s results of operations and financial condition for the Company’s fiscal year ended September 30, 2014 is contained in the Company’s Annual Report on Form 10-K, filed with the Securities and Exchange Commission on December 9, 2014.
 
The foregoing description is qualified in its entirety by reference to the above-referenced press release, which is incorporated herein by reference, and the above-referenced Form 10-K.
 
The information in Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 hereto, is being furnished and shall not be deemed to be “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities thereof, nor shall it be deemed to be incorporated by reference into future filings by the Company under the Exchange Act or under the Securities Act of 1933, as amended, regardless of any incorporation by reference language in any such filing, unless the Company expressly sets forth in such future filing that such information is to be considered “filed” or incorporated by reference therein.
 
Item 8.01.
Other Events.
 
The information included in Item 2.02 of this Current Report on Form 8-K is incorporated by reference into this Item 8.01.
 
Item 9.01.
Financial Statements and Exhibits.
 
(d)            Exhibits.
 
Exhibit No.
Description
 
99.1
Press Release dated December 9, 2014 (filed herewith).

 
Forward Looking Statements
 
This Current Report on Form 8-K contains forward-looking statements (within the meaning of the Private Securities Litigation Reform Act of 1995) that are subject to risks and uncertainties. Actual results may differ substantially from those expressed or implied in such forward-looking statements due to a number of factors. Readers are cautioned that all forward-looking statements are based on management’s present expectations, estimates and projections, but involve risks and uncertainty. Please refer to the Company’s Annual Report on Form 10-K for the year ended September 30, 2014, as filed with the Securities and Exchange Commission, for additional information. The Company is under no obligation (and expressly disclaims any obligation) to update or alter its forward-looking statements, whether as a result of new information, future events or otherwise.
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
 
 
Dated:  December 9, 2014
 
 
 
By:  
FORWARD INDUSTRIES, INC.
 
 
/s/ Robert Garrett, Jr.
  
   
Name:  
Robert Garrett, Jr.
  
   
Title: 
Chief Executive Officer
  
 
 
 
 
 
 
 
Exhibits
 
Exhibit No.
Description
 
99.1
Press Release dated December 9, 2014 (filed herewith).