Form 10-K/A
Table of Contents

 
 
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
Amendment No. 1
     
þ   Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the fiscal year ended December 31, 2009
or
     
o   Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
For the transition period from                      to                     
Commission File Number 1-12815
CHICAGO BRIDGE & IRON COMPANY N.V.
     
Incorporated in The Netherlands   IRS Identification Number: not applicable
Oostduinlaan 75
2596 JJ The Hague
The Netherlands
31-70-3732070
(Address and telephone number of principal executive offices)
Securities registered pursuant to Section 12(b) of the Act:
     
Title of each class:   Name of each exchange on which registered:
Common Stock; Euro .01 par value   New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: none
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
YES þ NO o
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.
YES o NO þ
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
YES þ NO o
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
YES o NO o
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendments to this Form 10-K. o
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.
             
Large accelerated filer þ   Accelerated filer o   Non-accelerated filer o   Smaller reporting company o
        (Do not check if a smaller reporting company)    
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Act).
YES o NO þ
Aggregate market value of common stock held by non-affiliates, based on a New York Stock Exchange closing price of $12.40 as of June 30, 2009 was $1,207,371,297.
The number of shares outstanding of the registrant’s common stock as of February 1, 2010 was 100,332,177.
DOCUMENTS INCORPORATED BY REFERENCE
     
Portions of the 2010 Proxy Statement   Part III
 
 

 

 


TABLE OF CONTENTS

PART IV
Item 15. Exhibits and Financial Statement Schedules
SIGNATURE
EXHIBIT INDEX
Exhibit 23.1
Exhibit 31.1
Exhibit 31.2
Exhibit 32.1
Exhibit 32.2
Exhibit 99.1


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Explanatory Note — Amendment
Chicago Bridge & Iron Company N.V. and Subsidiaries (“CB&I” or “the Company”) is filing this Form 10-K/A solely to include in its Annual Report on Form 10-K for the year ended December 31, 2009 (the “Annual Report”), pursuant to Rule 3-09 of Regulation S-X, consolidated financial statements and accompanying notes of Chevron-Lummus Global LLC. CB&I owns a 50% interest in Chevron-Lummus Global LLC.
Rule 3-09 of Regulation S-X provides that if a 50% or less owned person accounted for by the equity method meets the first or third condition of the significant subsidiary tests set forth in Rule 1-02(w) of Regulation S-X, substituting 20% for 10%, separate financial statements for such 50% or less owned person shall be filed. As Chevron-Lummus Global LLC met such test as of and for the year ended December 31, 2008, CB&I has included in this Form 10-K/A the unaudited financial statements as of and for the year-ended December 31, 2009 and audited financial statements as of and for the year ended December 31, 2008. Item 15 is the only portion of the Annual Report being supplemented or amended by this Form 10-K/A.
This Form 10-K/A does not change any other information set forth in the original Form 10-K filed by CB&I for the year ended December 31, 2009.
In connection with the filing of this Form 10-K/A and pursuant to Securities and Exchange Commission rules, CB&I is including currently dated certifications required by Rules 13a-14(a) and 13a-14(b). This Form 10-K/A does not otherwise update any exhibits as originally filed and does not otherwise reflect events occurring after the original filing date of the Annual Report. Accordingly, this Form 10-K/A should be read in conjunction with any CB&I filings with the SEC subsequent to the filing of the Annual Report.
PART IV
Item 15. Exhibits and Financial Statement Schedules
Item 15 of the Annual Report on Form 10-K for the fiscal year ended December 31, 2009, filed on February 23, 2010, is amended by the addition of the following exhibits:
Exhibits
       
Exhibit No.   Description of Exhibit
     
 
23.1 (1)  
Consent and Report of the Independent Registered Public Accounting Firm of Chevron-Lummus Global LLC (included in Exhibit 99.1)
     
 
31.1 (1)  
Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
     
 
31.2 (1)  
Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
     
 
32.1 (1)  
Certification pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
 
32.2 (1)  
Certification pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
 
99.1 (1)  
Consolidated financial statements and accompanying notes of Chevron-Lummus Global LLC
 
     
(1)   Filed herewith

 

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SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
         
  Chicago Bridge & Iron Company N.V.
 
 
Date: March 31, 2010  /s/ Philip K. Asherman    
  Philip K. Asherman   
  (Authorized Signer)   

 

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EXHIBIT INDEX
       
Exhibit No.   Description of Exhibit
     
 
23.1 (1)  
Consent and Report of the Independent Registered Public Accounting Firm of Chevron-Lummus Global LLC (included in Exhibit 99.1)
     
 
31.1 (1)  
Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
     
 
31.2 (1)  
Certification Pursuant to Rule 13a-14(a) of the Securities Exchange Act of 1934 as Adopted Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
     
 
32.1 (1)  
Certification pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
 
32.2 (1)  
Certification pursuant to 18 U.S.C. Section 1350, as Adopted Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
     
 
99.1 (1)  
Consolidated financial statements and accompanying notes of Chevron-Lummus Global LLC
 
     
(1)   Filed herewith

 

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