1. Name and Address of Reporting Person * |
Â
An-Heid Ling |
|
2. Date of Event Requiring Statement (Month/Day/Year) 02/11/2019 |
3. Issuer Name and Ticker or Trading Symbol Milacron Holdings Corp. [MCRN]
|
C/O MILACRON HOLDINGS CORP., 10200 ALLIANCE ROAD, SUITE 200 |
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
_____ Director |
_____ 10% Owner |
__X__ Officer (give title below) |
_____ Other (specify below) |
President, Mold-Masters |
|
5. If Amendment, Date Original Filed(Month/Day/Year)
|
CINCINNATI, OH 45242 |
6. Individual or Joint/Group Filing(Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
|
|
Table I - Non-Derivative Securities Beneficially Owned |
|
1.Title of Security (Instr. 4) |
2. Amount of Securities Beneficially Owned (Instr. 4) |
3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) |
4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share ("Common Stock")
|
148,906
|
D
|
Â
|
Common Stock
|
4,750
(1)
|
D
|
Â
|
Common Stock
|
16,252
(2)
|
D
|
Â
|
Common Stock
|
11,989
(3)
|
D
|
Â
|
Common Stock
|
33,709
(4)
|
D
|
Â
|
Common Stock
|
40,153
(5)
|
D
|
Â
|
|
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
07/09/2015 |
05/08/2023 |
Common Stock, par value $0.01 per share
|
316,242
|
$
6.64
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(6)
|
06/24/2025 |
Common Stock, par value $0.01 per share
|
65,491
|
$
20
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(7)
|
03/01/2027 |
Common Stock, par value $0.01 per share
|
16,935
|
$
18.42
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Performance stock units - each performance stock unit represents a contingent right to receive one share of common stock. The performance stock units will vest and become exercisable at the end of the 3 calendar year period 2017-2019 based upon the satisfaction of certain performance criteria. |
(2) |
Performance stock units - each performance stock unit represents a contingent right to receive one share of common stock. The performance stock units will vest and become exercisable at the end of the 3 calendar year period 2018-2020 based upon the satisfaction of certain performance criteria. |
(3) |
Restricted stock units - each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in equal annual installments of 33 1/3% on each of the first three anniversary dates of the grant date, March 1, 2017. |
(4) |
Restricted stock units - each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in equal annual installments of 33 1/3% on each of the first three anniversary dates of the grant date, October 30, 2017. |
(5) |
Restricted stock units - each restricted stock unit represents a contingent right to receive one share of common stock. The restricted stock units vest in equal annual installments of 33 1/3% on each of the first three anniversary dates of the grant date, March 1, 2018. |
(6) |
The options will vest and become exercisable in equal annual installments of 25% of the shares over a 4-year period on each anniversary date of the grant date, June 24, 2015, subject to the participant's continued service through each applicable vesting date. |
(7) |
The options will vest and become exercisable in equal annual installments of 25% of the shares over a 4-year period on each anniversary date of the grant date, March 1, 2017, subject to the participant's continued service through each applicable vesting date. |